Peter Carlisle – Senior Compliance Consultant

Peter joined Complyport from the FSA in May 2007 as a Senior Compliance Consultant.

Following a career which encompassed portfolio management and unit trust operations with National Westminster Bank, Peter moved into regulation when he joined IMRO in 1998 and subsequently worked in IMRO / FSA Supervision, monitoring regulated entities, for the following 9 years.  He brings a wide range of experience to Complyport having been involved in full supervision, case-driven investigations, thematic reviews (encompassing areas as diverse as the SPLIT’s review to Corporate Governance) and acting as many firms’ relationship manager during his time with the regulator.

Peter has both planned and lead FSA supervisory visits including ARROW Risk Assessments and was involved in the FSA’s ICAAP pilot.

The variety of firms that Peter has supervised whilst at the FSA included asset managers, platform operators, administrators and collective scheme operators and ranged from High Street names to small start ups.

At Complyport, Peter is a senior resource in our on-going regulatory support team and uses his extensive FSA experience of supervising firms to provide our clients with an insight into the regulators' expectations.

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