John Morgan - External Consultant

John joined Complyport in August 2002 after 9 years at the FSA. Prior to joining our team, John was the Manager of the FSA's Investment Management Firms' Corporate Authorisation department. His previous role was Head of IMRO Corporate Authorisation, a position which he had held since 1995, which in turn had been preceded by 2 years as an IMRO Supervision Officer.

During a seven year period John directly or in-directly supervised every new investment management firms' application to the UK Regulator. John also managed the FSA's Stage II early-supervision team, which closely monitored newly authorised investment management start-ups and assisted new Compliance Officers.

Prior to joining IMRO in 1993, John worked in international project finance for three years. This was preceded by a Fund Management position at Royal Trust Asset Management, managing commodity and European equity through retail funds and SICAVs. This position was pre-dated by a client management role at MAN International.

John is Complyport’s external consultant and as such an integral part of our FSA-application support team. He is also another Complyport liaison with senior individuals across the Corporate Authorisation and Individual Registration departments of the FSA.

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