Complyport - Compliance and regulatory consultants
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Our approach is to listen to our clients

 

Enforcement Cases

Complyport is appropriately qualified and experienced to assist firms in defending FSA enforcement action.

By combining a thorough knowledge of the FSA rules with a technical understanding of the underlying legislation (the team combines four law degrees) and an insight in to the enforcement process, Complyport can add significant value to the client’s representation.

Our team includes former FSA individuals with first hand experience of assisting with enforcement cases whilst working at the Regulator.

 

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