Complyport - Compliance and regulatory consultants
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Our approach is to listen to our clients

 

Our approach is to listen to the wishes of our clients and positively and professionally manage that expectation. Whether assisting in a FSA application, varying a firm's permission scope, conducting an independent compliance review, training new Compliance Officers or even defending FSA enforcement action; we remember that our responsibility is to our client.

Consequently we provide practical, considerate and informed guidance - mindful of the requirements under the new FSA regulatory regime.

Frequently, we are asked to project-manage an entire situation to allow the client to concentrate on their own core business. This we undertake with enthusiasm and we often surprise our clients with our expedient and painless solution.

We have strength in pre-empting the FSA's expectations, without of course cutting corners and our team maintains an excellent network of contacts throughout the regulator/industry. This ensures momentum is maintained in the project and that we are able to provide a proactive rather than reactive solution.

 

 

 

APCC